Sunil Prem Daswani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sunil Prem Daswani ( ), a licensed former licensee with CE reference ALO241. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | RO | Type 1 — Dealing in securities | 2017-04-11 | 2017-11-29 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 — Dealing in securities | 2008-10-06 | 2017-04-11 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 1 — Dealing in securities | 2005-03-19 | 2008-10-06 |