Joseph D. Gallagher
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph D. Gallagher ( ), a licensed former licensee with CE reference ALO246. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aberdeen International Investment Management Limited |
RO | Type 1 — Dealing in securities | 2005-09-30 | 2007-04-30 |
| Aberdeen International Investment Management Limited |
RO | Type 4 — Advising on securities | 2005-09-30 | 2007-04-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-03-10 | 2022-03-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-03-10 | 2022-03-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-03-10 | 2022-03-01 |