Xuping Yang
楊旭平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuping Yang (楊旭平), a licensed Responsible Officer with CE reference ALO476. Currently licensed at 1 firm(s): SinoPro Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPro Securities Limited 中益證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-03-04 | present |
| SinoPro Securities Limited 中益證券有限公司 |
RO | Type 4 — Advising on securities | 2025-03-04 | present |
| SinoPro Securities Limited 中益證券有限公司 |
RO | Type 9 — Asset management | 2025-03-04 | present |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-16 | 2022-08-19 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-06-16 | 2022-08-19 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-24 | 2019-06-30 |