Ka Lok (SFC:ALP972) Chan
陳加樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lok (SFC:ALP972) Chan (陳加樂), a licensed former licensee with CE reference ALP972. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PC Securities Limited 寶鉅證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-09 | 2021-06-01 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-26 | 2019-08-16 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-26 | 2019-08-16 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-06 | 2015-05-22 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-08 | 2010-06-11 |