Warren Peter Howe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Warren Peter Howe ( ), a licensed former licensee with CE reference ALQ472. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Light & Salt Capital Management Limited 亮存資產管理有限公司 |
RO | Type 9 — Asset management | 2021-11-03 | 2024-12-31 |
| Capital International, Inc. |
RO | Type 1 — Dealing in securities | 2009-05-14 | 2021-06-30 |
| Capital International, Inc. |
RO | Type 9 — Asset management | 2009-05-14 | 2021-06-30 |
| Capital International, Inc. |
Rep | Type 9 — Asset management | 2005-01-14 | 2009-05-14 |