Hong Kei Li
李康頎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Kei Li (李康頎), a licensed Responsible Officer with CE reference ALQ499. Currently licensed at 1 firm(s): Zynergy Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zynergy Asset Management Limited 晟智資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-08-05 | present |
| Zynergy Asset Management Limited 晟智資產管理有限公司 |
RO | Type 9 — Asset management | 2024-08-05 | present |
| VSFG Asset Management Limited 意博資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-22 | 2024-06-30 |
| VSFG Asset Management Limited 意博資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-08-22 | 2024-06-30 |
| VSFG Asset Management Limited 意博資產管理有限公司 |
RO | Type 9 — Asset management | 2022-08-22 | 2024-06-30 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-18 | 2024-06-30 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 4 — Advising on securities | 2016-08-18 | 2024-06-30 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 9 — Asset management | 2016-08-18 | 2024-06-30 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-14 | 2016-08-18 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-14 | 2016-08-18 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 9 — Asset management | 2016-07-14 | 2016-08-18 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-22 | 2016-06-24 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 4 — Advising on securities | 2016-02-22 | 2016-06-24 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 9 — Asset management | 2016-02-22 | 2016-06-24 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-04 | 2016-02-22 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2014-03-04 | 2016-02-22 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-11 | 2016-02-22 |