Wei Yuan Lee
李衛源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei Yuan Lee (李衛源), a licensed former licensee with CE reference ALQ973. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-31 | 2019-08-03 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-31 | 2019-08-03 |
| D.B. Zwirn Asia Partners Limited |
Rep | Type 4 — Advising on securities | 2007-10-31 | 2008-08-08 |
| D.B. Zwirn Asia Partners Limited |
Rep | Type 1 — Dealing in securities | 2007-10-03 | 2008-08-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2005-03-18 | 2007-09-08 |