Hirohito Amano

天野広人
CE No. ALS714 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hirohito Amano (天野広人), a licensed Responsible Officer with CE reference ALS714. Currently licensed at 1 firm(s): Tokai Tokyo Securities (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
Tokai Tokyo Securities (Asia) Limited
東海東京證券(亞洲)有限公司
RO Type 1 — Dealing in securities 2020-07-22 present
Tokai Tokyo Securities (Asia) Limited
東海東京證券(亞洲)有限公司
RO Type 2 — Dealing in futures contracts 2020-07-22 present
Tokai Tokyo Securities (Asia) Limited
東海東京證券(亞洲)有限公司
RO Type 4 — Advising on securities 2020-07-22 present
Tokai Tokyo Securities (Asia) Limited
東海東京證券(亞洲)有限公司
RO Type 1 — Dealing in securities 2014-05-21 2017-10-23
Tokai Tokyo Securities (Asia) Limited
東海東京證券(亞洲)有限公司
RO Type 2 — Dealing in futures contracts 2014-05-21 2017-10-23
Tokai Tokyo Securities (Asia) Limited
東海東京證券(亞洲)有限公司
RO Type 4 — Advising on securities 2014-05-21 2017-10-23
Tokai Tokyo Securities (Asia) Limited
東海東京證券(亞洲)有限公司
Rep Type 1 — Dealing in securities 2014-04-22 2014-05-21
Tokai Tokyo Securities (Asia) Limited
東海東京證券(亞洲)有限公司
Rep Type 2 — Dealing in futures contracts 2014-04-22 2014-05-21
Tokai Tokyo Securities (Asia) Limited
東海東京證券(亞洲)有限公司
Rep Type 4 — Advising on securities 2014-04-22 2014-05-21
Tokai Tokyo Securities (Asia) Limited
東海東京證券(亞洲)有限公司
RO Type 1 — Dealing in securities 2008-10-02 2011-05-23
Tokai Tokyo Securities (Asia) Limited
東海東京證券(亞洲)有限公司
RO Type 2 — Dealing in futures contracts 2008-10-02 2011-05-23
Tokai Tokyo Securities (Asia) Limited
東海東京證券(亞洲)有限公司
RO Type 4 — Advising on securities 2008-10-02 2011-05-23
Tokai Tokyo Securities (Asia) Limited
東海東京證券(亞洲)有限公司
Rep Type 2 — Dealing in futures contracts 2006-09-07 2008-10-02
Tokai Tokyo Securities (Asia) Limited
東海東京證券(亞洲)有限公司
Rep Type 1 — Dealing in securities 2005-02-23 2008-10-02

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