Kwok Chung Tong
湯國忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Chung Tong (湯國忠), a licensed Representative with CE reference ALS718. Currently licensed at 1 firm(s): Sunhigh Financial Holdings Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 9 — Asset management | 2025-10-08 | present |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2025-09-01 | present |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 4 — Advising on securities | 2025-09-01 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-14 | 2014-12-11 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-13 | 2010-06-14 |