Ram Manoj Dani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ram Manoj Dani ( ), a licensed former licensee with CE reference ALT861. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bradbury Asset Management (Hong Kong) Limited 源盛資產管理（香港）有限公司 |
RO | Type 9 — Asset management | 2015-12-22 | 2016-09-22 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-09 | 2015-12-11 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 9 — Asset management | 2015-03-09 | 2015-12-11 |
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 4 — Advising on securities | 2005-06-09 | 2014-08-18 |
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-06-09 | 2014-08-18 |
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 9 — Asset management | 2005-06-09 | 2014-08-18 |