Ngok Li
李岳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngok Li (李岳), a licensed former licensee with CE reference ALU184. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-24 | 2011-06-30 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-29 | 2012-07-09 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-29 | 2012-07-09 |