Yannick Lionel Rausis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yannick Lionel Rausis ( ), a licensed former licensee with CE reference ALU610. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-04 | 2013-01-23 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2011-01-04 | 2013-01-23 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-12 | 2011-01-04 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-16 | 2011-01-04 |
| Amundi Asset Management | Rep | Type 4 — Advising on securities | 2005-03-16 | 2008-01-01 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2005-03-16 | 2013-01-23 |
| Amundi Asset Management | Rep | Type 9 — Asset management | 2005-03-16 | 2008-01-01 |