Ni Hua
華霓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ni Hua (華霓), a licensed former licensee with CE reference ALU917. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-29 | 2005-11-01 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-29 | 2005-11-01 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-03-29 | 2005-11-01 |