Ricky Lap Ki Lee
李立基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Lap Ki Lee (李立基), a licensed Representative with CE reference ALW691. Currently licensed at 1 firm(s): Topaz Financial Group Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-12 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2015-05-12 | 2022-06-18 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-17 | 2015-05-12 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-10 | 2010-05-31 |