Kwok Ching Kam
甘國澄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ching Kam (甘國澄), a licensed Responsible Officer with CE reference ALY309. Currently licensed at 1 firm(s): Complus Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Complus Asset Management Limited 金栢資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-30 | present |
| Complus Asset Management Limited 金栢資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-03-30 | present |
| Complus Asset Management Limited 金栢資產管理有限公司 |
RO | Type 9 — Asset management | 2011-05-25 | present |
| Alphadyne Asset Management (HK) Limited | RO | Type 9 — Asset management | 2009-03-25 | 2010-04-30 |