Alexander Paul Chang
張明波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Paul Chang (張明波), a licensed former licensee with CE reference ALZ627. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-24 | 2023-01-11 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-24 | 2023-01-11 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2017-08-24 | 2023-01-11 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-10-12 | 2016-04-23 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-10-12 | 2016-04-23 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-10-12 | 2016-04-23 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2015-09-29 | 2016-04-23 |
| UBS Securities Asia Limited | RO | Type 4 — Advising on securities | 2013-08-20 | 2015-09-29 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2006-10-27 | 2013-08-20 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-13 | 2006-10-07 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-13 | 2006-10-07 |