Paul Chi On Au
區子安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Chi On Au (區子安), a licensed Representative with CE reference ALZ783. Currently licensed at 1 firm(s): Mouette Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-05 | present |
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-05 | present |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-14 | 2012-06-23 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-14 | 2012-06-23 |
| China Earthcare Capital Limited |
RO | Type 1 — Dealing in securities | 2010-05-24 | 2010-08-16 |
| China Earthcare Capital Limited |
RO | Type 4 — Advising on securities | 2010-05-24 | 2010-08-16 |