Kaizhou Miao
苗凱洲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaizhou Miao (苗凱洲), a licensed Responsible Officer with CE reference ALZ811. Currently licensed at 1 firm(s): Spruce Light Asset Management Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Spruce Light Asset Management Company Limited 雲映資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-05-09 | present |
| Spruce Light Asset Management Company Limited 雲映資產管理有限公司 |
RO | Type 9 — Asset management | 2016-05-09 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2013-01-11 | 2015-04-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2013-01-11 | 2015-04-18 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-11 | 2010-05-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2010-02-11 | 2010-05-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 — Asset management | 2010-02-11 | 2010-05-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 — Asset management | 2005-05-20 | 2006-04-28 |