Alisha Hsiao-Hung Ma
馬奕彤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alisha Hsiao-Hung Ma (馬奕彤), a licensed former licensee with CE reference ALZ814. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-14 | 2025-09-14 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-08-14 | 2025-09-14 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 9 — Asset management | 2020-08-14 | 2025-09-14 |
| TOV Capital Limited | RO | Type 4 — Advising on securities | 2018-07-18 | 2019-07-08 |
| TOV Capital Limited | RO | Type 9 — Asset management | 2018-07-18 | 2019-07-08 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-31 | 2017-07-31 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-31 | 2017-07-31 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-07-31 | 2017-07-31 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-17 | 2017-07-31 |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 4 — Advising on securities | 2017-07-17 | 2017-07-31 |
| South China Investment Management Limited 南華投資管理有限公司 |
RO | Type 9 — Asset management | 2017-07-17 | 2017-07-31 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2013-08-13 | 2017-01-02 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-08-13 | 2017-01-02 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 9 — Asset management | 2013-08-13 | 2017-01-02 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-05 | 2013-07-09 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 — Asset management | 2012-03-05 | 2013-07-09 |
| Integrity Financial Services Limited 誠信理財有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-18 | 2010-09-01 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 9 — Asset management | 2006-01-10 | 2008-04-24 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2005-11-16 | 2008-04-24 |
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-28 | 2005-10-04 |