Sau Kwok Pong
逄守國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Kwok Pong (逄守國), a licensed Responsible Officer with CE reference AMB713. Currently licensed at 2 firm(s): Avenue Family Office Limited, Avenue Investment Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avenue Family Office Limited 道信家族辦公室有限公司 |
RO | Type 1 — Dealing in securities | 2024-05-08 | present |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
RO | Type 4 — Advising on securities | 2024-05-08 | present |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
RO | Type 9 — Asset management | 2024-05-08 | present |
| Avenue Investment Management Limited 道信投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-01-17 | present |
| Avenue Investment Management Limited 道信投資管理有限公司 |
RO | Type 4 — Advising on securities | 2020-01-17 | present |
| Avenue Investment Management Limited 道信投資管理有限公司 |
RO | Type 9 — Asset management | 2020-01-17 | present |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-18 | 2023-06-30 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
RO | Type 4 — Advising on securities | 2017-01-18 | 2023-06-30 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
RO | Type 9 — Asset management | 2017-01-18 | 2023-06-30 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-08-27 | 2024-04-01 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
RO | Type 9 — Asset management | 2015-08-27 | 2024-04-01 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-27 | 2006-07-01 |