Hiromi Shimizu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiromi Shimizu ( ), a licensed former licensee with CE reference AMD092. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MCP Asset Management Company Limited | Rep | Type 9 — Asset management | 2008-06-30 | 2009-09-03 |
| MCP Asset Management Company Limited | Rep | Type 4 — Advising on securities | 2008-05-08 | 2009-09-03 |
| SAIL Advisors Limited | Rep | Type 4 — Advising on securities | 2007-12-03 | 2008-02-16 |
| SAIL Advisors Limited | Rep | Type 4 — Advising on securities | 2005-06-24 | 2006-09-26 |