Arnab Sen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arnab Sen ( ), a licensed former licensee with CE reference AMF183. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harbour Capital Management Limited |
RO | Type 9 — Asset management | 2010-09-22 | 2021-11-09 |
| Nezu Asia Capital Management Limited 根津亞洲資本管理有限公司 |
Rep | Type 9 — Asset management | 2008-08-04 | 2010-03-25 |
| HSZ (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-01-02 | 2008-06-30 |
| HSZ (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-01-02 | 2008-06-30 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2005-07-15 | 2006-07-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2005-07-15 | 2006-07-18 |