Johnny Shing Kwan Lai
黎成坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Shing Kwan Lai (黎成坤), a licensed former licensee with CE reference AMI015. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pitt Capital Partners Asia Limited 保德金融有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-07 | 2009-06-04 |
| Pitt Capital Partners Asia Limited 保德金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-01-07 | 2009-06-04 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-29 | 2006-04-25 |