Kin Fung Ngan
顏建峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Fung Ngan (顏建峰), a licensed former licensee with CE reference AMI028. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-11 | 2023-12-21 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-11 | 2023-12-21 |
| Kirin Securities Limited 麒麟證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-27 | 2023-04-20 |
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-03 | 2018-02-27 |
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-03 | 2023-04-20 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-11-03 | 2022-09-20 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-08 | 2017-07-28 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-24 | 2016-05-20 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-24 | 2016-05-20 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-11 | 2014-05-30 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2012-04-26 | 2014-05-30 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-26 | 2014-05-30 |