Kuixing Xie
謝魁星
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kuixing Xie (謝魁星), a licensed former licensee with CE reference AMI568. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2008-11-06 | 2011-08-04 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 4 — Advising on securities | 2008-11-06 | 2011-08-04 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 9 — Asset management | 2008-11-06 | 2011-08-04 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-26 | 2008-11-06 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2008-08-26 | 2008-11-06 |
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
RO | Type 4 — Advising on securities | 2006-02-22 | 2008-02-19 |
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-02-22 | 2008-02-19 |
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
RO | Type 9 — Asset management | 2006-02-22 | 2008-02-19 |