Ho Wan Lee
李灝澐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Wan Lee (李灝澐), a licensed former licensee with CE reference AMJ610. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OP Investment Management Limited 東英投資管理有限公司 |
RO | Type 4 — Advising on securities | 2021-05-06 | 2022-11-04 |
| OP Investment Management Limited 東英投資管理有限公司 |
RO | Type 9 — Asset management | 2021-05-06 | 2022-11-04 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-11 | 2021-05-06 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-09-11 | 2021-05-06 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-24 | 2017-05-24 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-12 | 2007-10-10 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-12 | 2010-05-17 |