Frederick Thomas Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frederick Thomas Liu ( ), a licensed former licensee with CE reference AMJ860. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-19 | 2025-06-30 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-19 | 2025-06-30 |
| Harbert Asian Fund Advisors, Limited |
RO | Type 9 — Asset management | 2011-08-24 | 2015-06-13 |
| INV Partners Limited | Rep | Type 9 — Asset management | 2010-09-01 | 2011-01-26 |
| MY.Alpha Management HK Advisors Limited | Rep | Type 9 — Asset management | 2007-10-31 | 2009-01-31 |
| Sandell Asset Management Asia Limited |
Rep | Type 4 — Advising on securities | 2005-10-03 | 2007-02-09 |