Grant Kwan Lock Chum
鄭君諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Grant Kwan Lock Chum (鄭君諾), a licensed former licensee with CE reference AMK102. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 4 — Advising on securities | 2010-10-05 | 2013-07-20 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2005-09-01 | 2010-10-05 |