Johnny Shan Kong
江山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Shan Kong (江山), a licensed Responsible Officer with CE reference AMK257. Currently licensed at 1 firm(s): Welkin Capital Management (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Welkin Capital Management (Asia) Limited 匯勤投資管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2023-06-08 | present |
| Welkin Capital Management (Asia) Limited 匯勤投資管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2023-06-08 | present |
| Welkin Capital Management (Asia) Limited 匯勤投資管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2016-02-23 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2005-08-31 | 2007-08-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2005-08-31 | 2007-08-01 |