Rocco Paduano
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rocco Paduano ( ), a licensed former licensee with CE reference AMK429. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-20 | 2010-10-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-20 | 2010-10-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2009-11-20 | 2010-10-22 |
| LXL Investment Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2009-07-16 | 2009-08-31 |
| LXL Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-10-17 | 2009-07-16 |