Elvis Kong Yiu Seto
司徒光耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elvis Kong Yiu Seto (司徒光耀), a licensed former licensee with CE reference AML314. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-18 | 2019-07-08 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-01-18 | 2019-07-08 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-18 | 2019-07-08 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-28 | 2018-12-30 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-06-28 | 2018-12-30 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-28 | 2018-12-30 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-04 | 2016-05-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2008-04-30 | 2016-05-06 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-25 | 2016-05-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2005-09-08 | 2016-05-06 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-09-08 | 2016-05-06 |