Xiao Ling Irene Chu
朱曉玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Ling Irene Chu (朱曉玲), a licensed former licensee with CE reference AML729. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-08-25 | 2015-01-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-18 | 2010-08-13 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-14 | 2008-09-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2005-09-15 | 2007-03-17 |