Jocelyn Wai Wah Tsang
曾蕙華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jocelyn Wai Wah Tsang (曾蕙華), a licensed former licensee with CE reference AMM231. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Jaffray Asia Asset Management Limited 派杰亞洲資本管理有限公司 |
RO | Type 4 — Advising on securities | 2007-02-14 | 2008-10-01 |
| Piper Jaffray Asia Asset Management Limited 派杰亞洲資本管理有限公司 |
RO | Type 9 — Asset management | 2007-02-14 | 2008-10-01 |
| Piper Jaffray Asia Asset Management Limited 派杰亞洲資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-29 | 2007-02-14 |
| Piper Jaffray Asia Asset Management Limited 派杰亞洲資本管理有限公司 |
Rep | Type 9 — Asset management | 2006-11-29 | 2007-02-14 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 4 — Advising on securities | 2005-10-08 | 2006-11-06 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 9 — Asset management | 2005-10-08 | 2006-11-06 |