Zhenxia Luo
羅振夏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhenxia Luo (羅振夏), a licensed former licensee with CE reference AMM420. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Honor Securities (HK) Limited 匯恆證券（香港）有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-02-11 | 2020-03-25 |
| Honor Securities (HK) Limited 匯恆證券（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-26 | 2021-11-22 |
| Honor Asset Management Limited 匯恆資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-02-15 | 2022-11-22 |
| Honor Asset Management Limited 匯恆資產管理有限公司 |
RO | Type 9 — Asset management | 2016-02-15 | 2022-11-22 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-22 | 2015-11-28 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2014-05-13 | 2015-11-28 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-05-13 | 2015-11-28 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-12 | 2014-05-13 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-11-12 | 2014-05-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2005-09-22 | 2007-09-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2005-09-22 | 2007-09-29 |