Jerome Wan Loong Tham
譚運龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jerome Wan Loong Tham (譚運龍), a licensed former licensee with CE reference AMN774. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 4 — Advising on securities | 2005-11-28 | 2006-02-27 |
| Japan Asia Asset Management Limited 日亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-11-28 | 2006-02-27 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 9 — Asset management | 2005-11-28 | 2006-02-27 |
| Japan Asia Asset Management Limited 日亞資產管理有限公司 |
Rep | Type 9 — Asset management | 2005-11-28 | 2006-02-27 |