Kwong Ning Ching
程廣寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Ning Ching (程廣寧), a licensed former licensee with CE reference AMO375. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LIS Investment Services Limited 德悅投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-11 | 2011-11-09 |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-12 | 2008-03-31 |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
Rep | Type 9 — Asset management | 2006-09-12 | 2008-03-31 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-18 | 2006-06-01 |