Paul Alexis Penkett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Alexis Penkett, a licensed Responsible Officer with CE reference AMQ694. Currently licensed at 1 firm(s): Omnix Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Omnix Capital Limited |
RO | Type 9 — Asset management | 2009-03-19 | present |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-01 | 2008-08-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-01 | 2008-08-29 |