Cindy Lou Forbes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cindy Lou Forbes ( ), a licensed former licensee with CE reference AMS019. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-07-28 | 2010-08-20 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2008-03-20 | 2010-08-20 |
| Manulife (International) Limited 宏利人壽保險(國際)有限公司 |
RO | Type 4 — Advising on securities | 2007-12-07 | 2010-08-20 |
| Manulife (International) Limited 宏利人壽保險(國際)有限公司 |
RO | Type 9 — Asset management | 2007-12-07 | 2010-08-20 |