Angela Shing Yam Yau
邱聖音
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Angela Shing Yam Yau (邱聖音), a licensed Responsible Officer with CE reference AMS539. Currently licensed at 3 firm(s): Anuenue Securities Limited, Anuenue Advisors Limited, Anuenue Capital International Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 23.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anuenue Securities Limited 鉅亨證券有限公司 |
RO | Type 4 — Advising on securities | 2019-08-22 | present |
| Anuenue Advisors Limited 鉅亨顧問有限公司 |
RO | Type 4 — Advising on securities | 2018-11-20 | present |
| Anuenue Capital International Limited 鉅亨資本國際有限公司 |
RO | Type 4 — Advising on securities | 2018-11-20 | present |
| Anuenue Advisors Limited 鉅亨顧問有限公司 |
RO | Type 9 — Asset management | 2018-11-20 | present |
| Anuenue Capital International Limited 鉅亨資本國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-08-31 | present |
| Anuenue Securities Limited 鉅亨證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-05 | present |
| Anuenue Securities Limited 鉅亨證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-05-05 | present |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-05 | 2016-05-05 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-01-05 | 2016-05-05 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2014-09-16 | 2015-08-29 |
| South China Commodities Limited 南華期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-09-16 | 2015-08-29 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-09-16 | 2015-08-29 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-24 | 2014-09-16 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-07-24 | 2014-09-16 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-07-24 | 2014-09-16 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-11-27 | 2014-05-17 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-10-06 | 2014-05-17 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-10-06 | 2014-05-17 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-08-21 | 2011-06-30 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-08-21 | 2011-06-30 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-05-08 | 2011-06-30 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-17 | 2008-08-21 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-17 | 2008-08-21 |