Chun Yin (SFC:AMS710) Lam
林進賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Yin (SFC:AMS710) Lam (林進賢), a licensed former licensee with CE reference AMS710. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-07-31 | 2014-04-25 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-04-04 | 2014-04-25 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-05 | 2013-07-31 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-04-21 | 2011-04-04 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-04-16 | 2010-04-02 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-01-08 | 2008-04-15 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-02-20 | 2006-05-13 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-28 | 2006-01-19 |