Alvin Tsz-Wang Lam
林子弘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Tsz-Wang Lam (林子弘), a licensed Responsible Officer with CE reference AMU469. Currently licensed at 1 firm(s): CVC Asia Pacific Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CVC Asia Pacific Limited |
RO | Type 1 — Dealing in securities | 2020-10-08 | present |
| CVC Asia Pacific Limited |
RO | Type 4 — Advising on securities | 2007-07-26 | present |
| CVC Asia Pacific Limited |
RO | Type 6 — Advising on corporate finance | 2007-07-26 | present |
| CVC Asia Pacific Limited |
RO | Type 9 — Asset management | 2007-07-26 | 2018-10-10 |
| CVC Asia Pacific Limited |
Rep | Type 4 — Advising on securities | 2005-12-07 | 2007-07-26 |
| CVC Asia Pacific Limited |
Rep | Type 6 — Advising on corporate finance | 2005-12-07 | 2007-07-26 |
| CVC Asia Pacific Limited |
Rep | Type 9 — Asset management | 2005-12-07 | 2007-07-26 |