Kwun Mo Au
區君模
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwun Mo Au (區君模), a licensed Representative with CE reference AMV052. Currently licensed at 1 firm(s): Chief Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-17 | 2025-08-31 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-09-30 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-05 | 2025-08-31 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-22 | 2007-01-13 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-16 | 2006-08-10 |