Carol Hoi Kar Yuen
袁海葭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Hoi Kar Yuen (袁海葭), a licensed Representative with CE reference AMX052. Currently licensed at 1 firm(s): Asian Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-11 | present |
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-07-11 | present |
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-11 | 2026-02-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-19 | 2016-10-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2006-01-09 | 2016-10-05 |