Bin Shi

施斌
CE No. AMX414 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bin Shi (施斌), a licensed Responsible Officer with CE reference AMX414. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
UBS Asset Management (Hong Kong) Limited RO Type 4 — Advising on securities 2010-08-11 present
UBS Asset Management (Hong Kong) Limited RO Type 9 — Asset management 2010-08-11 present
UBS Asset Management (Hong Kong) Limited Rep Type 4 — Advising on securities 2006-01-12 2010-08-11
UBS Asset Management (Hong Kong) Limited Rep Type 9 — Asset management 2006-01-12 2010-08-11

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