Wai Hang Kwok
郭偉恆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hang Kwok (郭偉恆), a licensed former licensee with CE reference AMZ947. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-06-29 | 2012-10-15 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2012-06-29 | 2012-10-15 |
| Richland Worldwide Limited 富信(環球)集團有限公司 |
RO | Type 1 — Dealing in securities | 2008-04-03 | 2012-06-21 |
| Richland Worldwide Limited 富信(環球)集團有限公司 |
RO | Type 9 — Asset management | 2008-04-03 | 2012-06-21 |
| Richland Worldwide Limited 富信(環球)集團有限公司 |
RO | Type 4 — Advising on securities | 2006-03-20 | 2012-06-21 |