Helen Cheuk Yee Lo
勞婥頤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Helen Cheuk Yee Lo (勞婥頤), a licensed Responsible Officer with CE reference ANA705. Currently licensed at 1 firm(s): Imagi Brokerage Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 29.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Imagi Brokerage Limited | RO | Type 1 — Dealing in securities | 2021-05-24 | present |
| Imagi Brokerage Limited | RO | Type 2 — Dealing in futures contracts | 2021-05-24 | present |
| Imagi Brokerage Limited | RO | Type 4 — Advising on securities | 2021-05-24 | present |
| Imagi Brokerage Limited | RO | Type 5 — Advising on futures contracts | 2021-05-24 | present |
| Imagi Brokerage Limited | RO | Type 9 — Asset management | 2021-05-24 | present |
| Lindale Capital Limited | RO | Type 9 — Asset management | 2020-09-24 | 2021-04-23 |
| Lindale Capital Limited | RO | Type 1 — Dealing in securities | 2020-09-10 | 2021-04-23 |
| Lindale Capital Limited | RO | Type 4 — Advising on securities | 2020-09-10 | 2021-04-23 |
| Lindale Capital Limited | Rep | Type 9 — Asset management | 2020-08-31 | 2020-09-24 |
| Lindale Capital Limited | Rep | Type 1 — Dealing in securities | 2020-08-07 | 2020-09-10 |
| Lindale Capital Limited | Rep | Type 4 — Advising on securities | 2020-08-07 | 2020-09-10 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 9 — Asset management | 2020-05-18 | 2020-05-29 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-12-24 | 2020-05-18 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-24 | 2020-05-29 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-12-24 | 2020-05-29 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-12-24 | 2020-05-29 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-12-24 | 2020-05-29 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-10 | 2019-12-24 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-14 | 2019-11-25 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-23 | 2019-11-14 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-26 | 2019-08-19 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 4 — Advising on securities | 2019-07-26 | 2019-08-19 |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-06-11 | 2019-07-02 |
| Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-02-26 | 2019-07-02 |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-27 | 2019-07-02 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2008-07-31 | 2017-04-22 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2008-07-31 | 2017-04-22 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-02 | 2008-07-11 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-10 | 2008-07-11 |