Shu Wing (SFC:ANC066) Yip
葉樹榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Wing (SFC:ANC066) Yip (葉樹榮), a licensed former licensee with CE reference ANC066. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-19 | 2010-06-30 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-13 | 2009-02-09 |
| Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-02 | 2007-06-04 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-03-29 | 2007-02-28 |