Raymond Shing Lok Lau
劉承洛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Shing Lok Lau (劉承洛), a licensed Representative with CE reference AND553. Currently licensed at 2 firm(s): Hua Liang Securities Limited, Hua Liang Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hua Liang Securities Limited 華量證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-07 | present |
| Hua Liang Securities Limited 華量證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-07 | present |
| Hua Liang Asset Management Limited 華量資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-10-07 | present |
| Amto Capital Management Limited 安拓資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-03-12 | 2022-08-31 |
| Network Financial Services Limited 萬匯理財策劃有限公司 |
Rep | Type 4 — Advising on securities | 2006-03-01 | 2006-06-01 |