Wing Lun Kwok
郭詠麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Lun Kwok (郭詠麟), a licensed Responsible Officer with CE reference AND706. Currently licensed at 2 firm(s): WRise Prestige Securities Limited, WRise Prestige Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WRise Prestige Securities Limited 昇世匯盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-27 | present |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-03-27 | present |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
RO | Type 9 — Asset management | 2023-03-27 | present |
| VSTH Capital Global Asset Management Limited 清控偉仕資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-08-06 | 2022-10-31 |
| VSTH Capital Global Asset Management Limited 清控偉仕資產管理有限公司 |
RO | Type 9 — Asset management | 2021-08-06 | 2022-10-31 |
| VSTH Capital Global Asset Management Limited 清控偉仕資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-07-23 | 2021-08-06 |
| Apogee Partners Limited |
RO | Type 9 — Asset management | 2020-07-21 | 2021-07-20 |
| Apogee Partners Limited |
Rep | Type 9 — Asset management | 2020-06-11 | 2020-07-21 |
| Fuda Capital Limited 富達資本有限公司 |
RO | Type 4 — Advising on securities | 2019-02-13 | 2020-05-01 |
| Fuda Capital Limited 富達資本有限公司 |
RO | Type 9 — Asset management | 2019-02-13 | 2020-05-01 |
| Runlin Asset Management Limited 潤林資產管理有限公司 |
RO | Type 9 — Asset management | 2018-02-07 | 2019-01-31 |
| SFGHK Limited | RO | Type 4 — Advising on securities | 2017-07-14 | 2017-08-28 |
| SFG Fund Limited |
RO | Type 9 — Asset management | 2017-01-05 | 2017-08-28 |
| SFGHK Limited | RO | Type 1 — Dealing in securities | 2016-08-19 | 2017-08-28 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-15 | 2016-08-17 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-15 | 2016-08-17 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-09 | 2011-09-01 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-23 | 2011-09-01 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-03-09 | 2006-04-14 |