Lin Gui
桂林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin Gui (桂林), a licensed Responsible Officer with CE reference ANE043. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2023-11-13 | present |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2023-11-13 | present |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2023-11-13 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-05-17 | 2023-11-13 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-05-17 | 2023-11-13 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-05-17 | 2023-11-13 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-07-09 | 2022-04-14 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-11-30 | 2022-04-14 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-11-30 | 2019-07-09 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-08-24 | 2022-04-14 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-29 | 2018-11-30 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-11-29 | 2012-08-24 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-11-29 | 2018-11-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-13 | 2006-05-13 |